Securities & Funds

  • SFC licensing for regulated activities, e.g. Type 1 (dealing in securities), Type 4 (advising on securities), Type 6 (advising on corporate finance), Type 9 (asset management)
  • Formation of VC, PE, hedge funds
  • Downstream investments after formation of funds
  • SFC and HKMA compliance advisory for securities & asset management firms and licensed persons
  • Formation of Limited Partnership Funds (LPF)